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These two activities are crucial to all firms involved in securities trading. Appropriate leverage of securities lending or borrowing can make the difference between a profit or a loss on a trade. Financing is an important service to Buy-side and Sell-side firms. This program explores the methods of financing activities and the differences between each. We will also explore the process of lending or borrowing securities, risks and mitigation alternatives. These activities continue to attract attention from US and global regulators. We will examine regulatory changes and their impact on this business.
| Topics include: |
• Collateralized loans
• Dollar Rolls
• Letter of Credit |
• Repurchase & Reverse Repos
• Securities lending
• Unsecured loans |
| Benefits of attendance: |
• Determine regulatory impact
• Discover how global markets are responding
• Explore current and future trends |
• Increase understanding
• Learn relevant terminology
• Understand influences driving this in the local markets |
| Staff from the following areas should attend: |
• Accounting
• Information Technology
• Internal Audit |
• Operations
• Regulatory Reporting
•Trading |
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