Finding Ideal Services at Reasonable Costs, by Val Stevens, Director Business Development, shares his perspective on broker/dealers, hedge funds and other buy-side firms evaluating the firms that provide their order execution, clearing, prime brokerage, securities lending and custody services and how Jeremiah Associates' clients have leveraged our knowledge to assist them through this process.
Edu-Tainment Part 2. Our series of EDU-TAINMENT articles offers thought-provoking ideas, tips and reminders for managers in all areas and at all levels. Intended to be quick reads with easy-to-implement strategies, each article outlines “recipes” for improving staff receptivity to change, manager-staff relationships, and targeted results. See also Edu-Tainment Part 1.
Sarbanes-Oxley: A Ground-Level View, by Val Stevens, Director Business Development, explores the realities and benefits of developing and installing a process to meet the new requirements set by SOX under Sarbanes-Oxley Act (Public Company Accounting Reform and Investor Protection Act) and how Jeremiah Associates helped a client meet these requirements.
What Happens Here Stays Here, by a Jeremiah Associates Senior Consultant, launches our series of "Uncommon Vision" discussion papers, where we take on some of the challenging issues facing the evolving U.S. financial services industry.
Behind the Scenes, about the clearance process, its players and participants.
The Importance of Being Clear discusses new investment vehicles from advances in clearing and custody.
These articles by a by a Jeremiah Associates Senior Consultant were originally published in Registered Rep
Straight-Through Processing: Where Are We Now? by Jerry O'Connell, principal, Jeremiah Associates, was originally published in Securities Industry News.
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