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If you are a technology professional interested in the big picture of trading, settlement and asset servicing, this program is for you. Explore trade lifecycle and asset servicing, from order initiation through execution and settlement to position reporting, valuation and portfolio reporting. Hear about them as business processes and how they are linked to associated automated systems. Topics include products and market participants, data models of a brokerage firm, trade support applications, trade processing activities and internet technology issues.
| Topics include: |
• Data models for a brokerage firm
• Internet technology issues
• Products/Participants |
• Trade processing activities
• Trade support applications |
| Benefits of attendance: |
• Explore trade lifecycle from a technology focus
• Gain a business view of the industry
• Identify typical internal/external interfaces |
• Recognize interoperability with process flows
• Review reference file data and structure
• Understand the role of industry service companies |
| Staff from the following areas should attend: |
• Administration
• Information Technology
• Internal Audit |
• Middle Office
• Reference Data
• Risk Management |
Basics of the Securities Industry program or equivalent experience preferred |
