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Training Programs

The following are a representative list of our programs:

01

Banking

  • Fundamentals of Banking

  • Corporate Trust

  • Custody

  • Institutional Services

  • Payment Systems

  • Private Banking

  • Regulators & Significant Regulations

02

Investments/Products/Securities

  • Asset Backed Securities

  • Commodities

  • Derivatives

  • Equities

  • Fixed Income

  • Mortgage Backed Securities

  • Exchange Traded Funds / Mutual Funds

03

Markets

  • Types

  • Functional Flows

04

Securities Industry

  • Basics of the Securities Industry

  • Investment Banking

  • Processing Corporate Action Events

  • Dividend & Interest Activities

  • International Market Practices

05

Trade Lifecycle

  • Order Flow from Investor to Execution

  • Post Execution Reporting & Regulations

  • Preparation for Settlement

  • Settlement

  • Post Settlement Processing

  • Books & Records

  • Trade Accounting and Record Keeping

06

Regulators, Regulations & Risks

  • Federal Reserve

  • Securities & Exchange Commission (SEC)

  • Commodity Futures Trading Commission (CFTC)

  • FINRA

  • Significant US Regulations

  • Identify & Manage Risks

  • Risk Conformance Testing Practices

Canary Wharf London
Image by Markus Spiske
Image by Frank Busch
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