Training Programs

The following are a representative list of our programs:

01

Banking
  • Fundamentals of Banking

  • Corporate Trust

  • Custody

  • Institutional Services

  • Payment Systems

  • Private Banking

  • Regulators & Significant Regulations

02

Investments/Products/Securities
  • Asset Backed Securities

  • Commodities

  • Derivatives

  • Equities

  • Fixed Income

  • Mortgage Backed Securities

  • Exchange Traded Funds / Mutual Funds

03

Markets
  • Types

  • Functional Flows

04

Securities Industry
  • Basics of the Securities Industry

  • Investment Banking

  • Processing Corporate Action Events

  • Dividend & Interest Activities

  • International Market Practices

05

Trade Lifecycle
  • Order Flow from Investor to Execution

  • Post Execution Reporting & Regulations

  • Preparation for Settlement

  • Settlement

  • Post Settlement Processing

  • Books & Records

  • Trade Accounting and Record Keeping

06

Regulators, Regulations & Risks
  • Federal Reserve

  • Securities & Exchange Commission (SEC)

  • Commodity Futures Trading Commission (CFTC)

  • FINRA

  • Significant US Regulations

  • Identify & Manage Risks

  • Risk Conformance Testing Practices

Canary Wharf London
Image by Markus Spiske
Image by Frank Busch
Wall Street Sign
circle.png
Monitoring Room